Compliance officer

Compliance Manager

Responsibilities:

• Provide prompt, sound and consistent compliance advice, interpretation and recommendation on business and new financial products.

• Perform compliance monitoring tasks.

• Responsible for handling inspections, investigations and inquiries from regulators;

• Responsible for providing advice on FATCA and CRS compliance and review relevant procedures;

• Co-ordinate and handle enquires from business departments regarding regulatory compliance requirements and provide advice and recommendations.

• Influences and negotiates with seniors across functions and management; may communicate with external consultants and lawyers.

• Establish proper controls, policies and business operation procedures to ensure compliance with legal and regulatory requirements.

• Develop ethical and efficient business reporting frameworks.

• Handle other compliance matters or assist projects as assigned by management from time to time.

Job Requirements:

• Bachelor’s degree in law, Accountancy, Business or equivalent.

• At least 5 years of relevant experience in Compliance function of Financial Institution with exposure in Retail matters.

• Strong understanding of financial market knowledge on products, rules and regulations of capital markets for US and KAZ markets.

• Well-versed in relevant compliance rules and regulations issued by the AFSA.

• Analytical, self-motivated, ability to work under pressure.

• Good Team Player and problem-solving skills.

• Good command of written and spoken Russian, Kazakh & English

• Candidate with more related work experience will be considered as Senior Compliance Manager.